Jamie L. Via

SWAN CAPITAL

Pensacola, FL

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CRD#: 7667111

Professional summary

Jamie Lee Via is a registered financial advisor currently at SWAN CAPITAL located in Pensacola, Florida.

Jamie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jamie has worked at 3 firms and has passed the Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Lee Via's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2025 - Present

SWAN CAPITAL

RIA

CRD#: 305793

Pensacola, FL

Past

January 26, 2024 - July 22, 2024

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

sHALIMAR, FL

Past

October 12, 2023 - July 22, 2024

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

Shalimar, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SWAN CAPITAL

CYGNET FUND 2024, LP | SWAN CAPITAL, LLC | SWAN CAPITAL | CYGNET FUND LP

CRD#: 305793 / SEC#: 801-127762

RIA

Registered Investment Advisory firm - (4/27/2023 Approved)

Alabama

Registered Investment Advisory firm - (6/21/2023 Terminated)

Florida

Registered Investment Advisory firm - (6/21/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 10/12/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 4/29/2023

Securities Industry Essentials Examination

Current Firm

SWAN CAPITAL

CYGNET FUND 2024, LP | SWAN CAPITAL, LLC | SWAN CAPITAL | CYGNET FUND LP

CRD#: 305793 / SEC#: 801-127762

RIA

Registered Investment Advisory firm - (4/27/2023 Approved)

Alabama

Registered Investment Advisory firm - (6/21/2023 Terminated)

Florida

Registered Investment Advisory firm - (6/21/2023 Terminated)

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Contact information

Main Address

Pensacola, FL

Mailing Address

Phone number

(850) 380-9558

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWAN CAPITAL ADV PART 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	1,853
AUM (Assets Under Management)	$ 268,895,818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jamie L. Via

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Lee Via's CRS (Customer Relationship Summary).

Certified licenses

Experience

SWAN CAPITAL

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

SWAN CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/2024

Series 6TO

Date: 10/12/2023

SIE

Date: 4/29/2023

Current Firm

SWAN CAPITAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SWAN CAPITAL

TRUST BUT VERIFY

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