Franklin T. Kegley
Professional summary
Franklin Thomas Kegley, who also goes by Franklin T Kegley, Franklin Kegley, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Franklin is registered as a RR (Registered Representative) and started their career in finance in 2023. Franklin has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Franklin Thomas Kegley's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003December 12, 2023 - December 14, 2023
MML INVESTORS SERVICES, LLC
December 4, 2023 - December 14, 2023
MML INVESTORS SERVICES, LLC
September 21, 2023 - September 28, 2023
MORGAN STANLEY
September 5, 2023 - September 28, 2023
MORGAN STANLEY
March 27, 2023 - September 5, 2023
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/13/2024)
Exams
Series 7TO
Date: 3/27/2023
General Securities Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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