Yuxian Chen
Professional summary
Yuxian Chen, who also goes by Tina Chen, is a registered financial professional currently at SENTINEL BROKERS COMPANY, INC. located in Jupiter, Florida.
Yuxian is registered as a RR (Registered Representative) and started their career in finance in 2025. Yuxian has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yuxian Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2026 - Present
SENTINEL BROKERS COMPANY, INC.
Office #1: 102 Xanadu Place, Jupiter, FL 33477March 26, 2025 - April 15, 2026
R. F. LAFFERTY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2026)
(7/21/2026)
Exams
Series 7TO
Date: 3/26/2025
General Securities Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SENTINEL BROKERS COMPANY, INC.
CRD#: 40305 / SEC#: , 8-49005
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENTINEL BROKERS LLC | SHAREHOLDER | |
| SED CAPITAL PTE LTD | OWNER | |
| LAWLESS, JOSEPH MATHEW | CEO, CCO | 1783307 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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