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RM

Robert Mckay

NAUTICAL STAR FINANCIAL GROUP LLC
Fort Mitchell, KY 41017
Some features on this profile are disabled
CRD#: 7665550
RM

Professional summary

Robert Mckay is a registered financial advisor currently at NAUTICAL STAR FINANCIAL GROUP LLC located in Fort Mitchell, Kentucky.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Robert has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Mckay's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 5, 2025 - Present

NAUTICAL STAR FINANCIAL GROUP LLC

Office #1: 2136 Chamber Center Dr, Fort Mitchell, KY 41017
RIA
CRD#: 316426
Fort Mitchell, KY
Past

July 23, 2025 - December 3, 2025

BFC PLANNING, INC.

RIA
CRD#: 119682
FORT MITCHELL, KY
Past

November 30, 2022 - December 3, 2025

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
FORT MITCHELL, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Idaho
(12/5/2025)
IAR
Texas
(12/5/2025)
IAR
Washington
(12/5/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/16/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/19/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 11/30/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/11/2022
Securities Industry Essentials Examination

Current Firm

NS
NAUTICAL STAR FINANCIAL GROUP LLC
NAUTICAL STAR FINANCIAL GROUP LLC

CRD#: 316426 / SEC#:

Idaho
Registered Investment Advisory firm - (6/20/2023 Approved)
Nevada
Registered Investment Advisory firm - (10/17/2024 Approved)
Texas
Registered Investment Advisory firm - (11/19/2021 Approved)
Washington
Registered Investment Advisory firm - (12/17/2021 Approved)
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Contact information

Main Address
511 East John Carpenter Freeway Suite 500, Las Colinas, TX 75062
Mailing Address
Phone number
(800) 385-1804
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts151
AUM (Assets Under Management)$ 38,515,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NAUTICAL STAR FINANCIAL GROUP LLC

CRD#: 316426Fort Mitchell, KY 41017

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