Susan Helen Richard
Professional Summary
Susan Helen Richard, who also goes by Susan May, Susan Richard, is a registered financial advisor currently at QUANTLAB BROKERAGE, LLC located in Houston, Texas. Susan is registered as a RR (Registered Representative) and started their career in finance in 2023. Susan has worked at 1 firm and has passed the Series 99TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Susan May, Susan Richard
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
3 years in the financial services industry
Current & Past Employments
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Current Firm
QUANTLAB BROKERAGE, LLC
Contact Information
Main Address
3 Greenway Plaza Suite 200, Houston, TX 77046Mailing Address
3 Greenway Plaza Suite 200, Houston, TX 77046Phone Number
(713) 400-5440Established
Delaware since 09/26/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Susan Helen Richard's CRS (Customer Relationship Summary).
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