Gregory Shamalov
Professional summary
Gregory Shamalov is a registered financial professional currently at CHARDAN CAPITAL MARKETS LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2024. Gregory has worked at 2 firms and has passed the Series 27 exam.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Shamalov's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2026 - Present
CHARDAN CAPITAL MARKETS LLC
Office #1: 1 Pennsylvania Plaza Suite 4800, New York, NY 10119April 5, 2024 - July 6, 2026
BERENBERG CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Nasdaq Stock Market
Current Firm
CHARDAN CAPITAL MARKETS LLC
CRD#: 120128 / SEC#: , 8-65277
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARDAN SECURITIES, LLC | MEMBER | |
| GROSSMAN, JONAS SVEN MAGNUS | PRESIDENT | 3186901 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL OPERATIONS CFFICER | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL FINANCIAL OFFICER | 5106774 |
| SOUTHWICK, DWIGHT CHRISTIAN | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER | 1353036 |
| URBACH, STEVEN AARON | CEO | 4137317 |
Disclosures
| Regulatory Event | 14 |
Red Flags
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