GS
Gregory Shamalov
BERENBERG CAPITAL MARKETS LLC
NEW YORK, NY 10020
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CRD#: 7664290
GS
Professional summary
Gregory Shamalov is a registered financial professional currently at BERENBERG CAPITAL MARKETS LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2024. Gregory has worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gregory Shamalov's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2024 - Present
BERENBERG CAPITAL MARKETS LLC
Office #1: 1251 Avenue Of The Americas 53rd Floor, New York, NY 10020BD
CRD#: 156757
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
BC
BERENBERG CAPITAL MARKETS LLC
BERENBERG CAPITAL MARKETS LLC
CRD#: 156757 / SEC#: , 8-68821
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1251 Avenue Of The Americas 53rd Floor, New York, NY 10020
Mailing Address
1251 Avenue Of The Americas 53rd Floor, New York, NY 10020
Phone number
(646) 949-9000
Established
Delaware since 12/08/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (14 States and Territories)
Documents
Red Flags
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