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Sherry E. Neeley
AUTHENTIKOS WEALTH ADVISORY LLC
New Braunfels, TX 78130
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CRD#: 7664179
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Professional summary
Sherry Elaine Neeley, who also goes by Sherry Elaine Cantrell, is a registered financial advisor currently at AUTHENTIKOS WEALTH ADVISORY LLC located in New Braunfels, Texas.
Sherry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Sherry has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sherry Elaine Cantrell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Educational Consulting - Self Employed ; Whether the business is investment-related: No ; Address of the other business: 228 Bamberger Ave New Braunfels, TX 78132 ; Nature of the other business: Education/Training ; Your position, title, or relationship with the other business: Special Education Advocate for Parents ; The start date of your relationship: 3/1/2023 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: I provide advice for parents of special needs children to assist them in creating IEP and 504 documents and to help them understand the school process
CRS (Client Relationship Summary) - RIA
Click below to view Sherry Elaine Neeley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2025 - Present
AUTHENTIKOS WEALTH ADVISORY LLC
Office #1: 43 Gruene Park Dr., New Braunfels, TX 78130RIA
CRD#: 286646
New Braunfels, TX
Past
February 24, 2023 - February 12, 2025
FIRST COMMAND ADVISORY SERVICES
RIA
CRD#: 281958
Universal City, TX
Past
January 26, 2023 - February 12, 2025
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
Universal City, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AUTHENTIKOS WEALTH ADVISORY LLC
AUTHENTIKOS WEALTH ADVISORY LLC | REGENT WEALTH ADVISORY, LLC
CRD#: 286646 / SEC#: 801-119920
RIA
Registered Investment Advisory firm - (12/3/2020 Approved)California
Registered Investment Advisory firm - (2/19/2021 Terminated)Idaho
Registered Investment Advisory firm - (1/30/2021 Terminated)Nevada
Registered Investment Advisory firm - (2/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/26/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AW
AUTHENTIKOS WEALTH ADVISORY LLC
AUTHENTIKOS WEALTH ADVISORY LLC | REGENT WEALTH ADVISORY, LLC
CRD#: 286646 / SEC#: 801-119920
RIA
Registered Investment Advisory firm - (12/3/2020 Approved)California
Registered Investment Advisory firm - (2/19/2021 Terminated)Idaho
Registered Investment Advisory firm - (1/30/2021 Terminated)Nevada
Registered Investment Advisory firm - (2/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1295 East Dunne Avenue Suite 215, Morgan Hill, CA 95037
Mailing Address
Phone number
(877) 457-4567
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 154,808,575 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
