JP
Jennifer E. Penning
AVANTAX PLANNING PARTNERS
Algona, IA 50511
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CRD#: 7663816
JP
Professional summary
Jennifer Elizabeth Penning, who also goes by Jennifer Elizabeth Faber, Jennifer E Penning, Jennifer Penning, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Algona, Iowa.
Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jennifer has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Elizabeth Faber | Jennifer E Penning | Jennifer Penning
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AVANTAX PLANNING PARTNERS, INC. POSITION: Investment Advisor Representative NATURE: Investment advisor representative to numerous clients and provide financial and investment planning. Investments are limited to asset allocation models utilized and offered by Avantax Planning Partners and American Funds for smaller accounts such as IRA and SIMPLE IRA accounts which are less than Avantax Planning Partners desired account size. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/02/2022 ADDRESS: 307 E. Call Street, Algona IA 50511, United States DESCRIPTION: Primary communication with investment clients, assist client in determining a suitable investment allocation choice base on risk tolerance, time horizon and investment objective. Review investment performance with client on an annual or semi-annual basis. Respond to questions from clients. 2. ERPELDING, VOIGT & CO., LLP POSITION: Senior Accountant NATURE: Providing tax preparation, business planning, financial reporting services, personal financial planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 130 START DATE: 10/12/2020 ADDRESS: 307 E. Call Street, Algona IA 50511, United States DESCRIPTION: Meet with clients to tax plan and prepare taxes.Prepare income tax returns for clients.Prepare payroll and sales taxes for clients.Meet with clients to answer tax and business related questions. Provide wealth management services to clients.Bill clients for work I do. 3. ALGONA FAMILY YMCA POSITION: Board Member NATURE: I am a board member for the local YMCA and sit on the finance committee. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2023 ADDRESS: 2101 E McGregor St, Algona IA 50511, United States DESCRIPTION: Vote on budget and policy changes.Vote on matters related to management of the director of the Algona Family YMCA.set the strategic direction of the YMCA 4. PENNING RENTAL POSITION: Owner NATURE: Rent out cold storage building and grain bins. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2024 ADDRESS: 902 105th Street, Bode IA 50519, United States DESCRIPTION: Assist husband in maintaining property and collecting rental income.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Elizabeth Penning's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2023 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 307 E. Call Street Po Box 678, Algona, IA 50511RIA
CRD#: 106237
Algona, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(1/7/2023)
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237Algona, IA 50511TRUST BUT VERIFY
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