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AR

Abhijeet Regatte

AQUA MARKETS
New York, NY 10014
Some features on this profile are disabled
CRD#: 7663258
AR
Abhijeet RegatteAQUA MARKETS

Professional summary

Abhijeet Regatte is a registered financial professional currently at AQUA MARKETS LLC located in New York, New York.

Abhijeet is registered as a RR (Registered Representative) and started their career in finance in 2023. Abhijeet has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Abhijeet Regatte's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 2026 - Present

AQUA MARKETS LLC

Office #1: 25 Broadway 10th Floor, New York, NY 10014Office #2: 25 Broadway 10th Floor, New York, NY 10014
BD
CRD#: 342026
New York, NY
Past

October 18, 2023 - March 24, 2026

CASTLEOAK SECURITIES, LP

BD
CRD#: 125334
NEW YORK, NY
Past

March 7, 2023 - August 16, 2023

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/15/2026)
RR
Delaware
(7/14/2026)
RR
Idaho
(7/9/2026)
RR
Iowa
(7/21/2026)
RR
Kentucky
(7/13/2026)
RR
Maine
(7/13/2026)
RR
Nevada
(7/14/2026)
RR
New York
(7/9/2026)
RR
Oklahoma
(7/13/2026)
RR
Pennsylvania
(7/10/2026)
RR
Rhode Island
(7/13/2026)
RR
Washington
(7/20/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/9/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 7/8/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/7/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/19/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/6/2026
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AM
AQUA MARKETS LLC
AQUA MARKETS LLC

CRD#: 342026 / SEC#: , 8-71509

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
25 Broadway 10th Floor, New York, NY 10014
Mailing Address
25 Broadway 10th Floor, New York, NY 10014
Phone number
(848) 459-6169
Established
Delaware since 03/18/2026
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
AQUA PLATFORM INC.SOLE MEMBER
BUSH, SARAHCCO5841363
DEMARCO, JOSEPH ROBERTFINOP7980639
REGATTE, ABHIJEETCEO7663258

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AQUA MARKETS LLC

CRD#: 342026New York, NY 10014

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