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AR

Abhijeet Regatte

New York, NY 10014
Some features on this profile are disabled
CRD#: 7663258
AR
Abhijeet Regatte

Professional summary

Abhijeet Regatte was a registered financial professional .

Abhijeet is registered as a RR (Registered Representative) and started their career in finance in 2023. Abhijeet had worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 2026 - Present

Office #1: 25 Broadway 10th Floor, New York, NY 10014Office #2: 25 Broadway 10th Floor, New York, NY 10014
New York, NY
Past

October 18, 2023 - March 24, 2026

CASTLEOAK SECURITIES, LP

BD
CRD#: 125334
NEW YORK, NY
Past

March 7, 2023 - August 16, 2023

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Idaho
(7/9/2026)
RR
New York
(7/9/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/9/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 7/8/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/7/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/19/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/6/2026
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

No current employment

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