LL
Lani Lanfear
EAGLE STRATEGIES LLC
AUSTIN, TX 78746
Some features on this profile are disabled
CRD#: 7663249
LL
Professional summary
Lani Lanfear, who also goes by Lani Lanfaer Hallermann, Lani Gaye Lanfear, Lani Lanfear Montgomery, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Austin, Texas and NYLIFE SECURITIES LLC located in Austin, Texas.
Lani is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Lani has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lani Lanfaer Hallermann | Lani Gaye Lanfear | Lani Lanfear Montgomery
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Kateshea, LLC (dormant); not investment related; 5900 Balcones Drive, STE 100 Austin , TX 78731; start 01/2010 ; have used for 2 separate DBAs over the last 13 years.; Owner; 0 hours; no remaining duties] [Capsula, LLC ; 49% owner; 3300 Bee Cave Road Suite 650-1144 Austin Texas 78746; capsula centralized all of your digital content across platforms and devices as well as digitizes your physical media like old family photos or kids' artwork.; 10 hours per month, 0 hours during securities trading hours; start 01/2021; cofounder ] [OPERATING UNDER THE DBA NAME OF The Rainier Financial Group, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; AUSTIN TX; START DATE: 12/2024]
CRS (Client Relationship Summary) - RIA
Click below to view Lani Lanfear's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 6806 Bee Caves Road Suite 1-c, Austin, TX 78746Office #2: 6200 Bridgepoint Parkway Suite 300, Austin, TX 78730Office #3: 635 Dixie Drive Suite 3, Lake Jackson, TX 77531RIA
CRD#: 110826
AUSTIN, TX
Current
October 6, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 6200 Bridgepoint Parkway Suite 300, Austin, TX 78730Office #2: 6806 Bee Caves Road Suite 1-c, Austin, TX 78746Office #3: 635 Dixie Drive Suite 3, Lake Jackson, TX 77531BD
CRD#: 5167
Austin, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/8/2025)
RR
Texas(10/16/2023)
IAR
Texas(7/17/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/28/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 10/6/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
