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KA

Kevin Riggs J. Apolinar

BEHAVIOR SHIFT
HEMET, CA
Some features on this profile are disabled
CRD#: 7662897
KA

Professional summary

Kevin Riggs Jaime Apolinar, who also goes by Kevinriggs Jaime Apolinar, is a registered financial advisor currently at BEHAVIOR SHIFT located in Hemet, California.

Kevin Riggs is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Kevin Riggs has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kevinriggs Jaime Apolinar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KM Trading and Consulting Limited Liability Co. dba Good Finds Company Kevin Riggs Apolinar is a part-owner of Good Finds Company, a retail business that sources and sells curated new and pre-owned merchandise at local market events and community gatherings. Products include household goods, d�cor, and other consumer items. This activity is strictly retail in nature and does not involve securities, investment-related products, or the provision of financial advice. Approximately 5 hours per month are devoted to this activity, and it is conducted entirely separate from Behavior Shift's investment advisory services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Riggs Jaime Apolinar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2024 - Present

BEHAVIOR SHIFT

RIA
CRD#: 332054
HEMET, CA
Past

February 8, 2023 - June 15, 2024

EDWARD JONES

RIA
CRD#: 250
Hemet, CA
Past

January 14, 2023 - June 15, 2024

EDWARD JONES

BD
CRD#: 250
PALMER, AK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/24/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/6/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/14/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/19/2022
Securities Industry Essentials Examination

Current Firm

BS
BEHAVIOR SHIFT
BEHAVIOR SHIFT | KEVIN AND MELISSA LLC

CRD#: 332054 / SEC#:

California
Registered Investment Advisory firm - (7/24/2024 Approved)
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Contact information

Main Address
Hemet, CA
Mailing Address
39520 Murrieta Hot Springs Rd Ste 219-2071, Murrieta, CA 92563
Phone number
(951) 635-7687
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts5
AUM (Assets Under Management)$ 76,760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

BEHAVIOR SHIFT

CRD#: 332054Hemet, CA

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