Kathleen D. Willham

FINANCIAL NETWORK WEALTH ADVISORS LLC

MURRAY, UT 84107

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CRD#: 7662769

Professional summary

Kathleen Diane Greer Willham, who also goes by Greer, is a registered financial advisor currently at FINANCIAL NETWORK WEALTH ADVISORS LLC located in Murray, Utah and CETERA WEALTH SERVICES, LLC located in Murray, Utah.

Kathleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Kathleen has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Diane Greer Willham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2026 - Present

FINANCIAL NETWORK WEALTH ADVISORS LLC

Office #1: 118 W. Winchester Street Suite 101, Murray, UT 84107

RIA

CRD#: 318842

MURRAY, UT

Current

May 24, 2024 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 118 W Winchester St Ste 101, Murray, UT 84107

CRD#: 13572

Murray, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL NETWORK WEALTH ADVISORS LLC

FINANCIAL NETWORK WEALTH ADVISORS LLC | PLAN 4 WEALTH LLC

CRD#: 318842 / SEC#: 801-123661

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Utah
(6/12/2025)

IAR

Utah
(2/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/11/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/24/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/1/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL NETWORK WEALTH ADVISORS LLC

FINANCIAL NETWORK WEALTH ADVISORS LLC | PLAN 4 WEALTH LLC

CRD#: 318842 / SEC#: 801-123661

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

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Contact information

Main Address

118 W. Winchester Street Suite 101, Murray, UT 84107

Mailing Address

Phone number

(801) 748-0044

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	836
AUM (Assets Under Management)	$ 425,236,540

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathleen D. Willham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Diane Greer Willham's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL NETWORK WEALTH ADVISORS LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

FINANCIAL NETWORK WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/11/2025

Series 7TO

Date: 5/24/2024

SIE

Date: 6/1/2023

FINRA

Current Firm

FINANCIAL NETWORK WEALTH ADVISORS LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL NETWORK WEALTH ADVISORS LLC

TRUST BUT VERIFY

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