James Taska

ALPHA WEALTH ADVISOR

Long Beach, NY

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CRD#: 7662309

Professional summary

James Taska is a registered financial advisor currently at ALPHA WEALTH ADVISOR located in Long Beach, New York.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. James has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Taska's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2024 - Present

ALPHA WEALTH ADVISOR

RIA

CRD#: 331354

Long Beach, NY

Past

February 10, 2023 - April 17, 2024

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

MELVILLE, NY

Past

January 14, 2023 - April 17, 2024

PARK AVENUE SECURITIES LLC

CRD#: 46173

MELVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/7/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/14/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/6/2022

Securities Industry Essentials Examination

Current Firm

ALPHA WEALTH ADVISOR

ALPHA WEALTH ADVISOR | ALPHA WEALTH ADVISOR LLC

CRD#: 331354 / SEC#:

New York

Registered Investment Advisory firm - (5/20/2024 Approved)

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Contact information

Main Address

Long Beach, NY

Mailing Address

Phone number

(516) 206-2620

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 755,090

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James Taska

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Taska's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA WEALTH ADVISOR

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/7/2023

Series 7TO

Date: 1/14/2023

SIE

Date: 12/6/2022

Current Firm

ALPHA WEALTH ADVISOR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALPHA WEALTH ADVISOR

TRUST BUT VERIFY

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