Travette Keyes
Professional summary
Travette Keyes, who also goes by Travette Allen Keyes, Travette Keyes, Travette A Keyes, Trey Keyes, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Phoenix, Arizona and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Travette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Travette has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Travette Keyes's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
August 13, 2026 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111January 23, 2026 - May 23, 2026
CHARLES SCHWAB & CO., INC.
May 28, 2025 - May 23, 2026
CHARLES SCHWAB & CO., INC.
October 17, 2023 - May 6, 2025
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 10/16/2023
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.