KG
Kevin Guan
ROYAL TREASURE ADVISORY
NEW YORK, NY 10005
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CRD#: 7660277
KG
Kevin GuanROYAL TREASURE ADVISORY
Professional summary
Kevin Guan, who also goes by Zhikai Guan, is a registered financial advisor currently at ROYAL TREASURE ADVISORY LLC located in New York, New York and ROYAL TREASURE SECURITIES LLC located in New York, New York.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kevin has worked at 2 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE, Series 14, Series 27 and Series 24 exams.
Aliases
Zhikai Guan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Elliman Real Estate Office; Address: 998A Old Country Rd, Plainview, NY 11803; Not investment related; Nature of the business: Residential real estate; Start date: 09/2020; Title: Salesperson (independent contractor); Hours: 20-30 hrs/year; Occurs during business hours: No 2. Ardream Group LLC; Address: 7 Downhill Lane, Wantagh, NY 11793; Not investment related; Nature of the business: Authorized IRS e-file provider, individual tax filing; Start date: 04/2019; Title: Solo Owner; Hours: 50-80 hrs/year; Occurs during business hours: No 3. Garden State Limited Address: Room 201, 2/F, China Insurance Group Building,141 Des Voeux Road Central Central, Hong Kong, Investment Related, Nature of Business: Holding company of a Hong Kong registered broker dealer, Position Title: Independent Director, Start Date: 12/2023, HOURS: 0.5 Hours/week, Occur During Business Hours: No 4. Eastrich Holdings Corporation, Investment-Related, Address: 7 Downhill Lane, Wantagh, NY 11793, Holding company of a GP for a Cayman Island private real estate FOF, Title: Vice President, Start Date: 07/2017, 0 hours during trading hours. 5. AURFY EQUITY ASSET MANAGEMENT LLC; investment related: Yes; Locations: 717 Wantagh Ave Wantagh New York 11793 usa; Description: MANAGE FOR AN EQUITY INVESTMENT IN A PRIVATE PAYMENT SOLUTION COMPANY Position Title: sole member; Responsibilities Duties: MANAGE FOR AN EQUITY INVESTMENT IN A PRIVATE PAYMENT SOLUTION COMPANY. This is a personal passive investment.; Start date with business: 2025-07-16; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0; 6.Transglobal Insurance Agency; independent life insurance agent, not investment-related, Address: 7 Downhill Ln, Wantagh, NY 11793,Start Date: 03/2026,Hours per month devoted to business outside trading hours: 2; 0 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Guan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2024 - Present
ROYAL TREASURE ADVISORY LLC
Office #1: 40 Wall Street Suite 21-05, New York, NY 10005RIA
CRD#: 329343
NEW YORK, NY
Current
November 16, 2022 - Present
ROYAL TREASURE SECURITIES LLC
Office #1: 40 Wall Street Suite 21-05, New York, NY 10005BD
CRD#: 292325
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/22/2024)
RR
Kentucky(5/21/2025)
RR
Maryland(5/19/2025)
IAR
New York(3/27/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 12/24/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 11/16/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RT
ROYAL TREASURE ADVISORY LLC
ROYAL TREASURE ADVISORY LLC
CRD#: 329343 / SEC#:
New York
Registered Investment Advisory firm - (3/27/2024 Approved)Loading...
Contact information
Main Address
40 Wall Street Suite 21-05, New York, NY 10005
Mailing Address
Phone number
(617) 816-1957
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 19,901 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
