Kevin Guan
Professional summary
Kevin Guan, who also goes by Zhikai Guan, is a registered financial advisor currently at ROYAL TREASURE ADVISORY LLC located in New York, New York and ROYAL TREASURE SECURITIES LLC located in New York, New York.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kevin has worked at 2 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Guan's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2024 - Present
ROYAL TREASURE ADVISORY LLC
Office #1: 40 Wall Street Suite 21-05, New York, NY 10005November 16, 2022 - Present
ROYAL TREASURE SECURITIES LLC
Office #1: 40 Wall Street Suite 21-05, New York, NY 10005State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2024)
(3/13/2024)
(3/13/2024)
(4/1/2024)
(5/21/2025)
(5/19/2025)
(11/23/2022)
(11/29/2022)
(3/27/2024)
(5/9/2024)
(4/8/2025)
Exams
Series 79TO
Date: 12/24/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 11/16/2022
General Securities Representative ExaminationFINRA
Current Firm
ROYAL TREASURE ADVISORY LLC
CRD#: 329343 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 19,901 |
Red Flags
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