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Kevin Guan

CRD# 7660277·Registered 2022 - 2026
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Guan, who also goes by Zhikai Guan, was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 2022 - 2026. Kevin had worked at 2 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE, Series 14, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Zhikai Guan

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

Past

ROYAL TREASURE ADVISORY LLCPast·CRD# 329343
RIA
New York, NY
March 27, 2024 - September 30, 2026
ROYAL TREASURE SECURITIES LLCPast·CRD# 292325
BD
New York, NY
November 16, 2022 - September 8, 2026

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Current Firm

RT
ROYAL TREASURE ADVISORY LLC

ROYAL TREASURE ADVISORY LLC

CRD#: 329343

Contact Information

Main Address

40 Wall Street Suite 21-05, New York, NY 10005

Phone Number

(617) 816-1957

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

3

AUM (Assets Under Management)

$97,414

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Elliman Real Estate Office; Address: 998A Old Country Rd, Plainview, NY 11803; Not investment related; Nature of the business: Residential real estate; Start date: 09/2020; Title: Salesperson (independent contractor); Hours: 20-30 hrs/year; Occurs during business hours: No 2. Ardream Group LLC; Address: 7 Downhill Lane, Wantagh, NY 11793; Not investment related; Nature of the business: Authorized IRS e-file provider, individual tax filing; Start date: 04/2019; Title: Solo Owner; Hours: 50-80 hrs/year; Occurs during business hours: No 3. Garden State Limited Address: Room 201, 2/F, China Insurance Group Building,141 Des Voeux Road Central Central, Hong Kong, Investment Related, Nature of Business: Holding company of a Hong Kong registered broker dealer, Position Title: Independent Director, Start Date: 12/2023, HOURS: 0.5 Hours/week, Occur During Business Hours: No 4. Eastrich Holdings Corporation, Investment-Related, Address: 7 Downhill Lane, Wantagh, NY 11793, Holding company of a GP for a Cayman Island private real estate FOF, Title: Vice President, Start Date: 07/2017, 0 hours during trading hours. 5. AURFY EQUITY ASSET MANAGEMENT LLC; investment related: Yes; Locations: 717 Wantagh Ave Wantagh New York 11793 usa; Description: MANAGE FOR AN EQUITY INVESTMENT IN A PRIVATE PAYMENT SOLUTION COMPANY Position Title: sole member; Responsibilities Duties: MANAGE FOR AN EQUITY INVESTMENT IN A PRIVATE PAYMENT SOLUTION COMPANY. This is a personal passive investment.; Start date with business: 2025-07-16; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0; 6.Transglobal Insurance Agency; independent life insurance agent, not investment-related, Address: 7 Downhill Ln, Wantagh, NY 11793,Start Date: 03/2026,Hours per month devoted to business outside trading hours: 2; 0 hours during trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2022About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2019About the Series 65 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Dec 2022About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Nov 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2019About the SIE exam

Series 14 — Compliance Officer Examination

Passed Dec 2025About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2025About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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