CR
Cory R. Ritter
AVANTAX PLANNING PARTNERS
Monticello, MN 55362
Some features on this profile are disabled
CRD#: 7660058
CR
Professional summary
Cory Ronald Ritter, who also goes by Cory R Ritter, Cory Ritter, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Monticello, Minnesota.
Cory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Cory has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cory R Ritter | Cory Ritter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AVANTAX PLANNING PARTNERS INC POSITION: Investment Advisor Representative NATURE: IAR to numerous investment clients and provide financial and investment planning. Investments are limited to asset allocation models utilized and offered by Avantax Planning Partners and American Funds for smaller accounts such as IRA and SIMPLE IRA accounts which are less than Avantax Planning Partners desired account size. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/31/2022 ADDRESS: 114 West 3rd St, Monticello MN 55362, United States DESCRIPTION: Primary communication with investment clients, assist client in determining a suitable investment allocation choice based on risk tolerance, time horizon, and investment objective. Review investment performance with client on an annual or semi-annual basis. Respond to questions from clients. 2. MONTICELLO EQUITY PARTNERS LLC POSITION: Manager NATURE: Commercial Building Rental - rent 4 suites out to tenants in a 16,500 square foot building. Rent out professional office space to tenants. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/12/2013 ADDRESS: 114 West 3rd St, PO Box 284, Monticello MN 55362, United States DESCRIPTION: Handle all accounting functions - pay bills, make deposits, prepare trial balance for tax return preparation, handle rental opportunities, update lease agreements. 3. MONTICELLO CHAMBER OF COMMERCE & INDUSTRY POSITION: Treasurer NATURE: Support, serve, and enhance all business sectors in the Monticello area. Strengthen communication among businesses, industry, school, government, service orgs, and area residents. Business advocacy, Community partner, Economic Development INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 118 West 6th Street, Suite B, Monticello MN 55362, United States DESCRIPTION: Attend board meetings, Attend annual banquet, coordinate chamber events, present monthly financials to board of directors, help facilitate the annual budget for review by board. 4. SCHLENNER WENNER & CO, CPA'S POSITION: Partner NATURE: Full-Service CPA Firm offering tax preparation, financial statement preparation, payroll preparation, business valuations, for profit and non-profit audits, and consulting. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/21/2001 ADDRESS: 114 West 3rd St, PO Box 755, Monticello MN 55362, United States DESCRIPTION: Client Service Partner primarily in tax and accounting services - manage 16 employees, business tax returns, business financial statements, business consulting, cash flow consulting, and personal income tax returns.
CRS (Client Relationship Summary) - RIA
Click below to view Cory Ronald Ritter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2023 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 114 West 3rd St, Monticello, MN 55362RIA
CRD#: 106237
Monticello, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(1/30/2023)
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
