Michael D. Vanikiotis

VANIK CAPITAL LLC

LAGRANGEVILLE, NY

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CRD#: 7659988

Professional summary

Michael Dean Vanikiotis, who also goes by Michael Dean Vanikiotis, is a registered financial advisor currently at VANIK CAPITAL LLC located in Lagrangeville, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Michael has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Dean Vanikiotis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dean Vanikiotis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2026 - Present

VANIK CAPITAL LLC

RIA

CRD#: 338232

LAGRANGEVILLE, NY

Past

March 26, 2024 - September 18, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PURCHASE, NY

Past

March 28, 2023 - March 15, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/11/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/28/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/16/2023

Securities Industry Essentials Examination

Current Firm

VANIK CAPITAL LLC

CRD#: 338232 / SEC#:

New York

Registered Investment Advisory firm - (2/13/2026 Approved)

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Contact information

Main Address

Lagrangeville, NY

Mailing Address

Phone number

(845) 418-0950

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael D. Vanikiotis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dean Vanikiotis's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANIK CAPITAL LLC

WELLS FARGO CLEARING SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/11/2023

Series 7TO

Date: 3/28/2023

SIE

Date: 1/16/2023

Current Firm

VANIK CAPITAL LLC

Contact information

Documents

Red Flags

Company Information

VANIK CAPITAL LLC

TRUST BUT VERIFY

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