DI
Dominik Isham
NORTHERN FINANCIAL ADVISORS,
Ferndale, MI
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CRD#: 7659595
DI
Professional summary
Dominik Isham is a registered financial advisor currently at NORTHERN FINANCIAL ADVISORS, INC located in Ferndale, Michigan.
Dominik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Dominik has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dominik Isham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 7, 2022 - Present
NORTHERN FINANCIAL ADVISORS, INC
RIA
CRD#: 121088
Ferndale, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NORTHERN FINANCIAL ADVISORS, INC
NORTHERN FINANCIAL ADVISORS, INC | NORTHERN FINANCIAL ADVISORS, INC.
CRD#: 121088 / SEC#: 801-119217
RIA
Registered Investment Advisory firm - (7/31/2020 Approved)California
Registered Investment Advisory firm - (9/12/2020 Terminated)Florida
Registered Investment Advisory firm - (8/13/2020 Terminated)Michigan
Registered Investment Advisory firm - (8/14/2020 Terminated)Ohio
Registered Investment Advisory firm - (10/31/2018 Terminated)Texas
Registered Investment Advisory firm - (8/13/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(11/7/2022)
Exams
Current Firm
NORTHERN FINANCIAL ADVISORS, INC
NORTHERN FINANCIAL ADVISORS, INC | NORTHERN FINANCIAL ADVISORS, INC.
CRD#: 121088 / SEC#: 801-119217
RIA
Registered Investment Advisory firm - (7/31/2020 Approved)California
Registered Investment Advisory firm - (9/12/2020 Terminated)Florida
Registered Investment Advisory firm - (8/13/2020 Terminated)Michigan
Registered Investment Advisory firm - (8/14/2020 Terminated)Ohio
Registered Investment Advisory firm - (10/31/2018 Terminated)Texas
Registered Investment Advisory firm - (8/13/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
74 E. Long Lake Rd. Suite 200, Bloomfield Hills, MI 48304
Mailing Address
Phone number
(248) 985-1632
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,147 |
| AUM (Assets Under Management) | $ 619,773,830 |
Red Flags
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