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Ogheneruemu Rumie Ogunleye

RBC ROCHDALE
Houston, TX
·CRD# 7659083·1 year experience

Professional Summary

Ogheneruemu Rumie Ogunleye, who also goes by Ogheneruemu Rumie Ighofose, Ogheneruemu Ighofose, Ogheneruemu Rumie Ogunleye, is a registered financial advisor currently at RBC ROCHDALE, LLC located in Houston, Texas and CNR SECURITIES, LLC located in Houston, Texas. Ogheneruemu is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Ogheneruemu has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ogheneruemu Rumie Ighofose, Ogheneruemu Ighofose, Ogheneruemu Rumie Ogunleye

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

RBC ROCHDALE, LLC·CRD# 117198
RIA
1800 West Loop South Suite 1980, Houston, TX 77027
September 1, 2025 - Present
CNR SECURITIES, LLC·CRD# 18466
BD
1800 West Loop South Suite 1450, Houston, TX 77027
May 20, 2025 - Present

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Current Firm

RR
RBC ROCHDALE, LLC

CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | RBC ROCHDALE, LLC | RBC ROCHDALE | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265
RIA
Registered Investment Advisory firm - SEC (6/20/1986 Approved)

Contact Information

Main Address

400 Park Avenue 10th Floor, New York, NY 10022

Phone Number

(212) 702-3500

# of Employees

269

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RBC ROCHDALE INDEPENDENT CHANNEL BROCHURE (5/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

42,770

AUM (Assets Under Management)

$72,960,498,578

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
02/25/2026Cover PageReport
01/28/2025Cover PageReport
10/27/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RR
RBC ROCHDALE, LLC

CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | RBC ROCHDALE, LLC | RBC ROCHDALE | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265
RIA
Registered Investment Advisory firm - SEC (6/20/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(9/1/2025)
IAR
Texas
(9/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2025About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed May 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2025About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Ogheneruemu Rumie Ogunleye's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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