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JC

Jocyline O. Carrena

BUILDER ADVISOR GROUP
Irvine, CA 92612
Some features on this profile are disabled
CRD#: 7658892
JC

Professional summary

Jocyline Onela Carrena, who also goes by Jocyline Onela Carrena, is a registered financial professional currently at BUILDER ADVISOR GROUP, LLC located in Irvine, California and VEX SECURITIES located in San Jose, California.

Jocyline is registered as a RR (Registered Representative) and started their career in finance in 2025. Jocyline has worked at 6 firms and has passed the Series 27 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jocyline Onela Carrena

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jocyline Onela Carrena's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2025 - Present

BUILDER ADVISOR GROUP, LLC

Office #1: 3333 Michelson Dr, Suite 620, Irvine, CA 92612
BD
CRD#: 156515
Irvine, CA
Current

November 6, 2025 - Present

VEX SECURITIES

Office #1: 333 West San Carlos Street Suite 600, San Jose, CA 95110
BD
CRD#: 317371
San Jose, CA
Current

January 14, 2026 - Present

KROLL SECURITIES LLC

Office #1: 1 S. Wacker Drive Suite 700, Chicago, IL 60606
BD
CRD#: 36927
CHICAGO, IL
Past

September 24, 2025 - November 18, 2025

OPENDEAL BROKER LLC

BD
CRD#: 291387
NEW YORK, NY
Past

May 6, 2025 - September 16, 2025

MOMENT MARKETS, LLC

BD
CRD#: 325062
NEW YORK, NY
Past

January 1, 2025 - May 8, 2025

WILLIAM HOOD & COMPANY

BD
CRD#: 293416
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 2/24/2025
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 12/31/2024
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KS
KROLL SECURITIES LLC
DUFF & PHELPS SECURITIES CO. | PAGEMILL PARTNERS | KROLL SECURITIES LLC | KROLL INVESTMENT BANKING | KROLL CORPORATE FINANCE | GROWTH CAPITAL PARTNERS | DUFF & PHELPS SECURITIES LLC

CRD#: 36927 / SEC#: , 8-47558

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1 S. Wacker Drive Suite 700, Chicago, IL 60606
Mailing Address
1 S. Wacker Drive Suite 700, Chicago, IL 60606
Phone number
(312) 697-4600
Established
Delaware since 06/19/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KROLL, LLCOWNER
ATTANASIO, ELIZABETH MARIEPRINCIPAL OPERATIONS OFFICER5325007
ATTANASIO, ELIZABETH MARIEFINOP5325007
ATTANASIO, ELIZABETH MARIEPRINCIPAL FINANCIAL OFFICER5325007
BARTELL, ROBERT ANTHONYVICE CHAIRMAN4998599
BENN, JOSHUA KOGANMANAGING DIRECTOR3166674
BLOWERS, DAVID CHARLES JR.CEO5960307
BURT, STEPHEN MPRESIDENT2679117
CAPITMAN, ANDREW WILLIAMMANAGING DIRECTOR2321386
JANCOVIC, GIZELLE MARIECHIEF COMPLIANCE OFFICER5654006
LU, DAVID HAI GEMANAGING DIRECTOR3069820
MOON, STEVEN JAE-HOMANAGING DIRECTOR4860246

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

KROLL SECURITIES LLC

CRD#: 36927Irvine, CA 92612

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