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JC

Jocyline O. Carrena

BUILDER ADVISOR GROUP
Irvine, CA 92612
Some features on this profile are disabled
CRD#: 7658892
JC

Professional summary

Jocyline Onela Carrena is a registered financial professional currently at BUILDER ADVISOR GROUP, LLC located in Irvine, California and OPENDEAL BROKER LLC located in New York, New York.

Jocyline is registered as a RR (Registered Representative) and started their career in finance in 2025. Jocyline has worked at 4 firms and has passed the Series 27 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jocyline Onela Carrena's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2025 - Present

BUILDER ADVISOR GROUP, LLC

Office #1: 3333 Michelson Dr, Suite 620, Irvine, CA 92612
BD
CRD#: 156515
Irvine, CA
Current

September 24, 2025 - Present

OPENDEAL BROKER LLC

Office #1: 149 5th Avenue 10th Fl, New York, NY 10010
BD
CRD#: 291387
New York, NY
Past

May 6, 2025 - September 16, 2025

MOMENT MARKETS, LLC

BD
CRD#: 325062
NEW YORK, NY
Past

January 1, 2025 - May 8, 2025

WILLIAM HOOD & COMPANY

BD
CRD#: 293416
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 2/24/2025
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 12/31/2024
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm

OB
OPENDEAL BROKER LLC
CAPITAL R | REPUBLIC SECURITIES | OPENDEAL BROKER LLC | OPENDEAL BROKER | NEXTSEED SECURITIES, LLC

CRD#: 291387 / SEC#: , 8-70055

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
149 5th Avenue 10th Fl, New York, NY 10010
Mailing Address
149 East 22st 10th Fl, New York, NY 10010
Phone number
(607) 227-1036
Established
Delaware since 08/29/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OPENDEAL, INC.SOLE MEMBER AND MANAGER
EPSTEIN, IANCEO7217572
KUHNEL, EDWARD CAMPBELLCCO4912658
SULLIVAN, CASEY AFINOP5166360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPENDEAL BROKER LLC

CRD#: 291387Irvine, CA 92612

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