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GA

Gustavo Ayala

CONNELLY CAPITAL MANAGEMENT LLC
GUAYNABO, PR 00968
Some features on this profile are disabled
CRD#: 7658652
GA

Professional summary


Gustavo Ayala is a registered financial advisor currently at CONNELLY CAPITAL MANAGEMENT LLC located in Guaynabo, .

Gustavo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Gustavo has worked at 1 firm and has passed the Series 65, Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Connelly Capital Management Investment Related 2 Calle GAM Tower, Suite 401, Guaynabo, PR 00968 Registered Investment Advisor Managing Member Start Date; 11/2021 40hrs 40hrs Manage the overall affairs of the business ESP Capital Advisors Not Investment Related 2 Calle GAM Tower, Suite 401, Guaynabo, PR 00968 M&A Advisor Managing Partner Start Date; 12/2022 20hrs 20hrs Manage the overall affairs of the business Connelly Group LLC Not investment related 2 Calle GAM Tower, Suite 401, Guaynabo, PR 00968 Personal Holding Company Managing Partner Start Date; 04/2020 1hr 0hr Manage personal investments Lift Foils Holding LLC Not investment related CARR. 4466, KM 1.9, BARRIO BAJURAS, ISABELA, PR, 00662 Manufacturing company Chairman of the Board Start Date: 01/2025 10hrs 10hrs Establish the agenda and priorities for Board of Directors and serve as a liason with management Washington Partners LLC Not investment related 2 Calle GAM Tower, Suite 401, Guaynabo, PR 00968 Personal Holding Company Managing Partner Start Date: 04/2020 1hr 0hr Manage personal investments Autocare LLC Not investment related 2 Calle GAM Tower, Suite 300, Guaynabo, PR 00968 Automotive maintenance service business Director Start Date: 03/2024 10hr 10hr Manage development of new sites

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Gustavo Ayala's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 1, 2025 - Present

CONNELLY CAPITAL MANAGEMENT LLC

Office #1: 2 Tabonuco Street, Gam Tower Suite 401, Guaynabo, PR 00968
RIA
CRD#: 324104
GUAYNABO, PR

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CONNELLY CAPITAL MANAGEMENT LLC
CONNELLY CAPITAL MANAGEMENT LLC

CRD#: 324104 / SEC#: 801-130757

RIA
Registered Investment Advisory firm - (7/26/2024 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Puerto Rico
(12/1/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/25/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/3/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/5/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam

Current Firm


CC
CONNELLY CAPITAL MANAGEMENT LLC
CONNELLY CAPITAL MANAGEMENT LLC

CRD#: 324104 / SEC#: 801-130757

RIA
Registered Investment Advisory firm - (7/26/2024 Approved)
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Contact information


Main Address
2 Tabonuco Street, Gam Tower Suite 401, Guaynabo, PR 00968
Mailing Address
Po Box 366279, San Juan, PR 00936
Phone number
(787) 231-8042
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)


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Documents


Latest Form ADV

Part 2 Brochures

CONNELLY CAPITAL MANAGEMENT LLC (3/21/2025)

Regulatory assets under management


Total Number of Accounts30
AUM (Assets Under Management)$ 700,002,315

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
SECERA - Withdrawn6/25/2024

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CONNELLY CAPITAL MANAGEMENT LLC

CRD#: 324104Guaynabo, PR 00968

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