GA
Gustavo Ayala
CONNELLY CAPITAL MANAGEMENT
GUAYNABO, PR 00968
Some features on this profile are disabled
CRD#: 7658652
GA
Professional summary
Gustavo Ayala is a registered financial advisor currently at CONNELLY CAPITAL MANAGEMENT LLC located in Guaynabo, .
Gustavo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Gustavo has worked at 1 firm and has passed the Series 65, Series 63, Series 82TO, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Gustavo Ayala's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2025 - Present
CONNELLY CAPITAL MANAGEMENT LLC
Office #1: 2 Tabonuco Street, Gam Tower Suite 401, Guaynabo, PR 00968RIA
CRD#: 324104
GUAYNABO, PR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CONNELLY CAPITAL MANAGEMENT LLC
CONNELLY CAPITAL MANAGEMENT LLC
CRD#: 324104 / SEC#: 801-130757
RIA
Registered Investment Advisory firm - (7/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Puerto Rico(12/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 12/17/2025
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 79TO
Date: 12/5/2025
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
Current Firm
CC
CONNELLY CAPITAL MANAGEMENT LLC
CONNELLY CAPITAL MANAGEMENT LLC
CRD#: 324104 / SEC#: 801-130757
RIA
Registered Investment Advisory firm - (7/26/2024 Approved)PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2 Tabonuco Street, Gam Tower Suite 401, Guaynabo, PR 00968
Mailing Address
Po Box 366279, San Juan, PR 00936
Phone number
(787) 231-8042
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 700,002,315 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 6/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONNELLY CAPITAL MANAGEMENT LLC
CRD#: 324104Guaynabo, PR 00968TRUST BUT VERIFY
Monitor Gustavo Ayala
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
