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Ravikishan Pothukuchy

ARKA FINANCIAL SERVICES L.L.C.
Austin, TX
·CRD# 7658528·4 years experience

Professional Summary

Ravikishan Pothukuchy, who also goes by Ravi Pothukuchy, Ravi Kishan Pothukuchy, is a registered financial advisor currently at ARKA FINANCIAL SERVICES L.L.C. located in Austin, Texas. Ravikishan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Ravikishan has worked at 1 firm and has passed the Series 65 and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ravi Pothukuchy, Ravi Kishan Pothukuchy

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

Current

ARKA FINANCIAL SERVICES L.L.C.Current·CRD# 326568
RIA
Austin, TX
August 7, 2023 - Present

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Current Firm

AF
ARKA FINANCIAL SERVICES L.L.C.

ARKA FINANCIAL SERVICES L.L.C.

CRD#: 326568 / SEC#: 801-128360
RIA
Registered Investment Advisory firm - SEC (7/3/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (8/7/2023 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Austin, TX

Phone Number

(512) 450-8376

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Ravi Pothukuchy Photography Ravi Pothukuchy is the owner of Ravi Pothukuchy Photography, providing professional photographic services since 2009. The business is not investment related. The business is operated from 12705 Appaloosa Chase Dr Austin TX 78732 Approximately 400-500 hours in a year are spent for this activity and a majority of the work is performed during weekends and evenings. Since Ravi Pothukuchy shall not be involved in securities trading as Financial Planner, this activity will not be conflicting with the securities trading hours. Duties of Ravi Pothukuchy include capturing of photos during events away from the address of operation of business or capturing of the portraits photos at the address of operation of business and post-process of the photos at the address of operation of business.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(8/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2023About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2022About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ravikishan Pothukuchy's CRS (Customer Relationship Summary).

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