ES
Ellen E. Spong
ATLANTIC UNION MUNICIPAL ADVISORS,
Glen Allen, VA 23060
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CRD#: 7657793
ES
Professional summary
Ellen Elizabeth Spong, who also goes by Ellen Spong, is a registered financial advisor currently at ATLANTIC UNION MUNICIPAL ADVISORS, INC located in Glen Allen, Virginia.
Ellen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Ellen has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ellen Spong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Medical College of Virginia Foundation Non-profit 501(c)(3) healthcare organization that supports medical campus and VCU Health system Address: 1228 E Broad St, Richmond, VA 23298 Nature of Business: See above Position: Trustee Title/Relationship: Board Chair Start Date: July 2014 # hours per month: 4-8 hours # hours during trading hours: 2-4 hours per month Duties: Participate in committee work help facilitate fundraising and sound stewardship of donors; chair board meetings (currently 3 per year) The Richmond Forum Non-profit 501(c)(3) educational organization that presents 5 speaker forums/per year and manages a speech and debate program that is open to area high school students Address: 110 South 15th Street, Suite B, Richmond, VA 23219 Nature of Business: See above Position: Director Title/Relationship: Board Chair Start Date: June 2018 # hours/months: 1-2 hours Number of hours during trading hours: <1 hour per month Duties: Participate in committee work that helps manage programs, governance, communications to benefit community and Forum subscribers; chair quarterly board meetings Westminster Canterbury Foundation 501(c)(3) foundation Address: 1600 Westbrook Avenue, Richmond, VA 23227 Nature of Business: Charitable foundation that supports Westminster Canterbury, a continuing care residential community Position: Trustee Title/Relationship: Trustee Start Date: Jan 2017 Number of hours per month: < 1 hour per month (1-2 hours per quarter) Number of hours during trading hours: < 1 hour per month (1-2 hours per quarter) Duties: Participate in committee work to facilitate fundraising and sound stewardship of donors; attend quarterly board meetings St. Paul's Endowment Fund, Inc. 501(c)(3) religious organization that supports St. Paul's Episcopal Church Address: 815 East Grace Street, Richmond, VA 233219 Nature of Business: See above Position: Director Title/Relationship: Director Start Date: February 2020 Number of hours per month: < 1 hour per month ( 6 hours per year) Number of hours during trading hours: < 1 hour per month Duties: Participate in committee work oversee and steward assets that support the church; attend semi-annual board meetings
CRS (Client Relationship Summary) - RIA
Click below to view Ellen Elizabeth Spong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2024 - Present
ATLANTIC UNION MUNICIPAL ADVISORS, INC
Office #1: 4300 Cox Road, Glen Allen, VA 23060RIA
CRD#: 329425
Glen Allen, VA
Past
March 1, 2023 - March 4, 2024
BLUE EDGE CAPITAL, LLC
RIA
CRD#: 155613
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AU
ATLANTIC UNION MUNICIPAL ADVISORS, INC
ATLANTIC UNION MUNICIPAL ADVISORS, INC
CRD#: 329425 / SEC#: 801-129419
RIA
Registered Investment Advisory firm - (1/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(3/10/2024)
Current Firm
AU
ATLANTIC UNION MUNICIPAL ADVISORS, INC
ATLANTIC UNION MUNICIPAL ADVISORS, INC
CRD#: 329425 / SEC#: 801-129419
RIA
Registered Investment Advisory firm - (1/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4300 Cox Road, Glen Allen, VA 23060
Mailing Address
Phone number
804-802-4955X6055
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 185,400,813 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ATLANTIC UNION MUNICIPAL ADVISORS, INC
CRD#: 329425Glen Allen, VA 23060TRUST BUT VERIFY
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