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CK

Christopher K. Kimbro

DAI SECURITIES
SANTA ROSA BEACH, FL
Some features on this profile are disabled
CRD#: 7657759
CK

Professional summary

Christopher Kyle Kimbro, who also goes by Kristopher Kyle Kimbro, is a registered financial professional currently at DAI SECURITIES, LLC located in Santa Rosa Beach, Florida.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2022. Christopher has worked at 3 firms and has passed the Series 63, Series 66, Series 65, Series 22TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kristopher Kyle Kimbro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Kyle Kimbro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 31, 2023 - Present

DAI SECURITIES, LLC

BD
CRD#: 36673
SANTA ROSA BEACH, FL
Past

January 4, 2023 - October 27, 2023

ARETE WEALTH ADVISORS, LLC

RIA
CRD#: 145488
Santa Rosa Beach, FL
Past

December 16, 2022 - October 27, 2023

ARETE WEALTH MANAGEMENT, LLC

BD
CRD#: 44856
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/31/2023)
RR
Illinois
(11/25/2024)
RR
Oklahoma
(5/28/2024)
RR
Texas
(5/28/2024)
RR
Virginia
(11/14/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 5/24/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/30/2022
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/17/2022
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 12/16/2022
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/4/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DAI SECURITIES, LLC
DAI SECURITIES, LLC | LEWIS FINANCIAL GROUP, L.C.

CRD#: 36673 / SEC#: , 8-47393

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
Mailing Address
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
Phone number
(404) 531-7080
Established
Minnesota since 05/31/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DAI HOLDINGS, LLCMEMBER
CC CAPITAL HOLDINGS, LLCMEMBER
MICHAEL O'TOOLE REAL ESTATE, INC.MEMBER
CARTER, ANA RFINOP4424794
INGBER, MATTHEW ALANCOO3261552
MICHALETZ, CHRISTINE ELLENMANAGING MEMBER6004009
MICHALETZ, JOSEPH GERARDCEO1327534
STRAUSS, ERNEST GEORGE IVCCO4660664

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAI SECURITIES, LLC

CRD#: 36673Santa Rosa Beach, FL

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