WS
Wyatt Shisler
FRANKLIN DISTRIBUTORS
Boston, MA 02110
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CRD#: 7657638
WS
Professional summary
Wyatt Shisler is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Boston, Massachusetts.
Wyatt is registered as a RR (Registered Representative) and started their career in finance in 2022. Wyatt has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IPC Global Solutions which is not investment related. The address is 321 Manley St, West Bridgewater, MA 02379. It is an automotive sales and manufacturing company. I am an employee working as an accounting intern since August of 2021. I devote 160 hours of work a month to the company which 130 of those hours are done during securities trading hours. As an accounting intern, my duties are to login into the bank, download a pdf of the account statement for the past business day which I will find payments made to IPC Global Solutions on. I will then put these payments on to the customers accounts, applying them to the invoice that was specified by that customer. I will also create spreadsheets for inventory transactions at the end of every month to see if there has been a net positive or negative in inventory adjustments.
CRS (Client Relationship Summary) - BD
Click below to view Wyatt Shisler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2024 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 Federal Street, Boston, MA 02110BD
CRD#: 109064
Boston, MA
Past
April 5, 2023 - April 5, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
MARLBOROUGH, MA
Past
December 14, 2022 - April 5, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
MARLBOROUGH, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2024)
RR
Alaska(4/18/2024)
RR
Arizona(4/18/2024)
RR
Arkansas(4/18/2024)
RR
California(4/18/2024)
RR
Colorado(4/18/2024)
RR
Connecticut(4/18/2024)
RR
Delaware(4/18/2024)
RR
District of Columbia(4/18/2024)
RR
Florida(4/18/2024)
RR
Georgia(4/18/2024)
RR
Hawaii(4/18/2024)
RR
Idaho(4/18/2024)
RR
Illinois(4/18/2024)
RR
Indiana(4/18/2024)
RR
Iowa(4/18/2024)
RR
Kansas(4/18/2024)
RR
Kentucky(4/18/2024)
RR
Louisiana(4/18/2024)
RR
Maine(4/18/2024)
RR
Maryland(4/18/2024)
RR
Massachusetts(4/18/2024)
RR
Michigan(4/18/2024)
RR
Minnesota(4/18/2024)
RR
Mississippi(4/18/2024)
RR
Missouri(4/18/2024)
RR
Montana(4/18/2024)
RR
Nebraska(4/18/2024)
RR
Nevada(4/18/2024)
RR
New Hampshire(4/18/2024)
RR
New Jersey(4/18/2024)
RR
New Mexico(4/18/2024)
RR
New York(4/18/2024)
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North Carolina(4/18/2024)
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North Dakota(4/18/2024)
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Ohio(4/18/2024)
RR
Oklahoma(4/18/2024)
RR
Oregon(4/18/2024)
RR
Pennsylvania(4/18/2024)
RR
Puerto Rico(4/18/2024)
RR
Rhode Island(4/18/2024)
RR
South Carolina(4/18/2024)
RR
South Dakota(4/18/2024)
RR
Tennessee(4/18/2024)
RR
Texas(4/18/2024)
RR
Utah(4/18/2024)
RR
Vermont(4/18/2024)
RR
Virgin Islands(4/18/2024)
RR
Virginia(4/18/2024)
RR
Washington(4/18/2024)
RR
West Virginia(4/18/2024)
RR
Wisconsin(4/18/2024)
RR
Wyoming(4/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/14/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC
CRD#: 109064 / SEC#: , 8-53089
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064Boston, MA 02110TRUST BUT VERIFY
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