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KS

Katrina M. Stalls

PROVIDENT WEALTH MANAGEMENT
Burlington, NC 27215
Some features on this profile are disabled
CRD#: 7656414
KS

Professional summary

Katrina Michelle Stalls, who also goes by Katie Hatley, Katrina Michelle Hatley, Katrina Stalls, Katie Stalls, is a registered financial advisor currently at PROVIDENT WEALTH MANAGEMENT located in Burlington, North Carolina.

Katrina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Katrina has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Katie Hatley | Katrina Michelle Hatley | Katrina Stalls | Katie Stalls

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PROVIDENT INSURANCE GROUP, INC.; INV REL; BURLINGTON, NC; INS SALES AND SERVICES; INS AGENT; 09/2025; APPRX 40 HRS/MO; 40 DUR SEC TRADING. NOTARY PUBLIC; NOT INV REL; BURLINGTON, NC; NOTARY; 09/2025; MINIMAL TIME SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katrina Michelle Stalls's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 13, 2025 - Present

PROVIDENT WEALTH MANAGEMENT

Office #1: 1225 Huffman Mill Rd Suite 203, Burlington, NC 27215
RIA
CRD#: 299389
Burlington, NC
Past

March 15, 2023 - September 11, 2025

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BURLINGTON, NC
Past

February 9, 2023 - September 11, 2025

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BURLINGTON, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(10/13/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/15/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/21/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/9/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/13/2023
Securities Industry Essentials Examination

Current Firm

PW
PROVIDENT WEALTH MANAGEMENT
PROVIDENT FINANCIAL GROUP OF THE CAROLINAS | PROVIDENT WEALTH MANAGEMENT, INC. | PROVIDENT WEALTH MANAGEMENT, INC | PROVIDENT WEALTH MANAGEMENT

CRD#: 299389 / SEC#:

North Carolina
Registered Investment Advisory firm - (9/5/2019 Approved)
Texas
Registered Investment Advisory firm - (11/27/2023 Approved)
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Contact information

Main Address
1225 Huffman Mill Rd Suite 203, Burlington, NC 27215
Mailing Address
Phone number
(336) 584-8884
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts101
AUM (Assets Under Management)$ 33,412,687

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROVIDENT WEALTH MANAGEMENT

CRD#: 299389Burlington, NC 27215

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