Taj J. Pereira

ASPEN CAPITAL MANAGEMENT

Boise, ID 83702

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CRD#: 7655674

Professional summary

Taj Joshua Pereira, who also goes by Taj Joshua Pereira, Taj Pereira, is a registered financial advisor currently at ASPEN CAPITAL MANAGEMENT, LLC located in Boise, Idaho.

Taj is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Taj has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Taj Joshua Pereira | Taj Pereira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taj Joshua Pereira's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2025 - Present

ASPEN CAPITAL MANAGEMENT, LLC

Office #1: 101 S Capitol Blvd Suite 610, Boise, ID 83702

RIA

CRD#: 119050

Boise, ID

Past

March 31, 2025 - June 12, 2025

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SPANISH FORK, UT

Past

March 10, 2023 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SALT LAKE CITY, UT

Past

January 27, 2023 - June 12, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPEN CAPITAL MANAGEMENT, LLC

ASPEN CAPITAL MANAGEMENT | MERS FINANCIAL ADVISORS, LLC | ASPEN CAPITAL MANAGEMENT, LLC

CRD#: 119050 / SEC#: 801-63437

RIA

Registered Investment Advisory firm - (8/19/2004 Approved)

Idaho

Registered Investment Advisory firm - (8/20/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(6/23/2025)

IAR

Texas
(6/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/21/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/27/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/20/2023

Securities Industry Essentials Examination

Current Firm

ASPEN CAPITAL MANAGEMENT, LLC

ASPEN CAPITAL MANAGEMENT | MERS FINANCIAL ADVISORS, LLC | ASPEN CAPITAL MANAGEMENT, LLC

CRD#: 119050 / SEC#: 801-63437

RIA

Registered Investment Advisory firm - (8/19/2004 Approved)

Idaho

Registered Investment Advisory firm - (8/20/2004 Terminated)

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Contact information

Main Address

101 S Capitol Blvd Suite 610, Boise, ID 83702

Mailing Address

Phone number

(208) 345-0174

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/5/2025)

Regulatory assets under management

Total Number of Accounts	1,458
AUM (Assets Under Management)	$ 1,130,631,429

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/23/2025	Cover Page	Report
09/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Taj J. Pereira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taj Joshua Pereira's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ASPEN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/21/2023

Series 7TO

Date: 1/27/2023

SIE

Date: 1/20/2023

Current Firm

ASPEN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASPEN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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