Brasco Van Niekerk

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES

Graham, NC

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CRD#: 7655446

Professional summary

Brasco Van Niekerk is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Graham, North Carolina.

Brasco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Brasco has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7TO exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brasco Van Niekerk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Brasco Van Niekerk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2026 - Present

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Office #2: 8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262

RIA

CRD#: 20472

Graham, NC

Current

May 11, 2026 - Present

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Office #1: 8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262

RIA

CRD#: 20472

Charlotte, NC

Past

October 27, 2025 - May 4, 2026

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Graham, NC

Past

October 27, 2025 - May 4, 2026

CETERA WEALTH SERVICES, LLC

CRD#: 13572

GRAHAM, NC

Past

July 10, 2025 - October 29, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

GREENSBORO, NC

Past

June 7, 2024 - October 29, 2025

LPL FINANCIAL LLC

CRD#: 6413

GREENSBORO, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472 / SEC#: 801-63550, 8-44454

RIA

Registered Investment Advisory firm - SEC (9/24/2004 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/11/2026)

Alaska
(5/11/2026)

Arizona
(5/11/2026)

Arkansas
(5/11/2026)

California
(5/11/2026)

Colorado
(5/11/2026)

Connecticut
(5/11/2026)

Delaware
(5/11/2026)

District of Columbia
(5/11/2026)

Florida
(5/11/2026)

Georgia
(5/11/2026)

Hawaii
(5/11/2026)

Idaho
(5/11/2026)

Illinois
(5/11/2026)

Indiana
(5/11/2026)

Iowa
(5/11/2026)

Kansas
(5/11/2026)

Kentucky
(5/11/2026)

Louisiana
(5/11/2026)

Maine
(5/11/2026)

Maryland
(5/11/2026)

Massachusetts
(5/11/2026)

Michigan
(5/11/2026)

Minnesota
(5/11/2026)

Mississippi
(5/11/2026)

Missouri
(5/11/2026)

Montana
(5/11/2026)

Nebraska
(5/11/2026)

Nevada
(5/11/2026)

New Hampshire
(5/11/2026)

New Jersey
(5/11/2026)

New Mexico
(5/11/2026)

New York
(5/11/2026)

North Carolina
(5/11/2026)

IAR

North Carolina
(5/11/2026)

North Dakota
(5/11/2026)

Ohio
(5/11/2026)

Oklahoma
(5/11/2026)

Oregon
(5/11/2026)

Pennsylvania
(5/11/2026)

Rhode Island
(5/11/2026)

South Carolina
(5/11/2026)

South Dakota
(5/11/2026)

Tennessee
(5/11/2026)

Texas
(5/11/2026)

Utah
(5/11/2026)

Vermont
(5/11/2026)

Virginia
(5/11/2026)

Washington
(5/11/2026)

West Virginia
(5/11/2026)

Wisconsin
(5/11/2026)

Wyoming
(5/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/7/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 5/21/2024

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472 / SEC#: 801-63550, 8-44454

RIA

Registered Investment Advisory firm - SEC (9/24/2004 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

PREMIUM

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Contact information

Main Address

730 Third Avenue, New York, NY 10017-3206

Mailing Address

8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500

Phone number

(704) 988-3565

Established

Delaware since 01/01/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,319

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADVICE & PLANNING SERVICES TIAA PERSONAL PORTFOLIO WRAP FEE PROGRAM - JANUARY 1, 2026 (12/19/2025)

ADVICE & PLANNING SERVICES PRIVATE ASSET MANAGEMENT PROGRAM - JANUARY 1, 2026 (12/19/2025)

ADVICE & PLANNING SERVICES PORTFOLIO ADVISOR WRAP FEE PROGRAM - JANUARY 1, 2026 (12/19/2025)

TC SERVICES ADVICE & PLANNING SERVICES DISCLOSURE BROCHURE - JANUARY 1, 2026 (12/19/2025)

Direct owners and executive officers

Name	Position	CRD#
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA	SOLE OWNER OF APPLICANT
ABBOTT, ROSS HAMLET	PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER	2756063
BARNHILL, HELEN GWYN	CHIEF LEGAL OFFICER	2574877
BELLUCCI, RAYMOND JOHN	ELECTED MANAGER	1807977
HEASLIP, DEREK JAMES	ELECTED MANAGER	6318596
INTIHAR, JEREMY ROSS	CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER	5040823
LEWIS, BENJAMIN HERBERT	ELECTED MANAGER	1687894
MANGANO, JENNIFER LYNN	CHIEF FINANCIAL OFFICER	7659359
MUKHERJEE, NILADRI	ELECTED MANAGER	5227234
SARAVANAN, SHANKAR	VICE PRESIDENT, ELECTED MANAGER	7789140
STICKROD, CHRISTOPHER EUGENE	ELECTED MANAGER	4627958
WEINSTEIN, SCOTT WILLIAM	CHIEF COMPLIANCE OFFICER - BROKER DEALER	4324014

Regulatory assets under management

Total Number of Accounts	72,807
AUM (Assets Under Management)	$ 34,343,329,152

Disclosures

Regulatory Event	8
Arbitration	4

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/22/2026	Cover Page	Report
01/23/2025	Cover Page	Report
12/13/2023	Cover Page	Report
03/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brasco Van Niekerk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brasco Van Niekerk's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Brasco Van Niekerk's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2025

Series 63

Date: 7/9/2025

SIE

Date: 6/7/2024

Series 7TO

Date: 5/21/2024

FINRA

Current Firm

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TRUST BUT VERIFY

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