BV
Brasco Van Niekerk
CETERA INVESTMENT ADVISERS LLC
Graham, NC 27253
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CRD#: 7655446
BV
Professional summary
Brasco Van Niekerk is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Graham, North Carolina and CETERA WEALTH SERVICES, LLC located in Graham, North Carolina.
Brasco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Brasco has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7TO exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: GOLF GALAXY; INVESTMENT RELATED: NO; ADDRESS: CARY, NC 27519; NATURE OF BUSINESS: GOLF / RETAIL; START DATE: 05/2021; POSITION/TITLE/RELATIONSHIP: SALES ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SALES ASSOCIATE; 2. NAME OF OTHER BUSINESS: ENVISION WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: REGISTERED CLIENT ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: ASSIST IN PREPARING FINANCIAL PLANS, INVESTMENT PROPOSALS, AND CLIENT MEETINGS. CONDUCT RESEARCH ON INVESTMENTS, FINANCIAL PLANNING, AND EMERGING CLIENT NEEDS. PARTICIPATE IN CLIENT MEETINGS AS A SUPPORT RESOURCE, ENSURING ACCURATE NOTE TAKING AND FOLLOW UPS. IMPLEMENTING CLIENT STRATEGIES. BUILDING CONFIDENCE IN CLIENT COMMUNICATION;
CRS (Client Relationship Summary) - RIA
Click below to view Brasco Van Niekerk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 27, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 845 South Main Street Ste 200, Graham, NC 27253RIA
CRD#: 105644
Graham, NC
Current
October 27, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 845 S Main St Suite 200, Graham, NC 27253BD
CRD#: 13572
GRAHAM, NC
Past
July 10, 2025 - October 29, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
GREENSBORO, NC
Past
June 7, 2024 - October 29, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
GREENSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(10/27/2025)
IAR
North Carolina(10/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/21/2024
General Securities Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
