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WO

Warren K. Overman

SPRINGBOARD FINANCIAL SERVICES
Black Mountain, NC
Some features on this profile are disabled
CRD#: 7653361
WO

Professional summary

Warren Kendall Overman Jr. is a registered financial advisor currently at SPRINGBOARD FINANCIAL SERVICES located in Black Mountain, North Carolina.

Warren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Warren has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Warren Kendall Overman Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2023 - Present

SPRINGBOARD FINANCIAL SERVICES

RIA
CRD#: 323793
Black Mountain, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(1/3/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/16/2022
Uniform Investment Adviser Law Examination

Current Firm

SF
SPRINGBOARD FINANCIAL SERVICES
SPRINGBOARD | SPRINGBOARD FINANCIAL SERVICES LLC | SPRINGBOARD FINANCIAL SERVICES | SPRINGBOARD FINANCIAL

CRD#: 323793 / SEC#:

North Carolina
Registered Investment Advisory firm - (1/3/2023 Approved)
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Contact information

Main Address
Black Mountain, NC
Mailing Address
Phone number
(828) 202-3096
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts12
AUM (Assets Under Management)$ 250,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPRINGBOARD FINANCIAL SERVICES

CRD#: 323793Black Mountain, NC

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