AC
Anthony J. Caruso
ASCENSION WEALTH MANAGEMENT
Vero Beach, FL
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CRD#: 7653353
AC
Professional summary
Anthony J Caruso is a registered financial advisor currently at ASCENSION WEALTH MANAGEMENT located in Vero Beach, Florida.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Anthony has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Caruso Investment LLC; non investment-related; same address as reported business address; buy, sell, rent real estate; Managing member; June 20, 2023; 1 hour per month; 1 hour per month during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony J Caruso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2023 - Present
ASCENSION WEALTH MANAGEMENT
RIA
CRD#: 323944
Vero Beach, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/31/2023)
IAR
Ohio(7/5/2023)
Current Firm
AW
ASCENSION WEALTH MANAGEMENT
ASCENSION WEALTH MANAGEMENT | ASCENSION WEALTH MANAGEMENT LLC
CRD#: 323944 / SEC#:
Florida
Registered Investment Advisory firm - (5/31/2023 Approved)Ohio
Registered Investment Advisory firm - (6/2/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Vero Beach, FL
Mailing Address
Phone number
(216) 471-0713
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 5,536,684 |
Red Flags
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