Marc F. Demshock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Frederick Demshock, who also goes by Marc Demshock, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2022. Marc had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2022 - October 31, 2023
INVICTA ADVISORS LLC
Primary Firm SEC Registration
INVICTA ADVISORS LLC
CRD#: 298868 / SEC#: 801-114114
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
INVICTA ADVISORS LLC
CRD#: 298868 / SEC#: 801-114114
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,371 |
| AUM (Assets Under Management) | $ 183,496,330 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
