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KS

Kushal H. Shah

MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED
Mumbai, 400025
Some features on this profile are disabled
CRD#: 7651978
KS

Professional summary

Kushal Hemant Shah is a registered financial professional currently at MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED .

Kushal is registered as a RR (Registered Representative) and started their career in finance in 2023. Kushal has worked at 1 firm and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kushal Hemant Shah's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 18, 2023 - Present

MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED

Office #1: Motilal Oswal Towers, Junction Of Gokhale & Sayani, Prabhadevi,, Mumbai 400025
BD
CRD#: 164319
Mumbai,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 1/18/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/15/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MO
MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED
MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED

CRD#: 164319 / SEC#: , 8-69093

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
Motilal Oswal Towers, Gokhale & Sayani Rd. Maharashtra, Prabhadevi, Mumbai 400 025
Mailing Address
Motilal Oswal Towers, Gokhale & Sayani Rd. Maharashtra, Prabhadevi, Mumbai 400 025
Phone number
+91-22-30896665
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MOTILAL OSWAL FINANCIAL SERVICES LIMITEDSOLE SHAREHOLDER
EBERT, PAUL FRANCISFINANCIAL AND OPERATIONS PRINCIPAL1121231
VARIA, HIMANSHU PANKAJCEO, CCO/PRINCIPAL OPERATIONS OFFICER7327484

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED

CRD#: 164319Mumbai 400025

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