AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DC

Dana Cahan

NORTH STAR INVESTMENT MANAGEMENT
Chicago, IL 60606-2902
Some features on this profile are disabled
CRD#: 7651605
DC

Professional summary

Dana Cahan is a registered financial advisor currently at NORTH STAR INVESTMENT MANAGEMENT CORPORATION located in Chicago, Illinois.

Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Dana has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Cahan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2025 - Present

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

Office #1: 20 N. Wacker Drive Suite 1416, Chicago, IL 60606-2902
RIA
CRD#: 117681
Chicago, IL
Past

May 24, 2023 - February 27, 2025

ZUCKERMAN INVESTMENT GROUP

RIA
CRD#: 137785
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.

CRD#: 117681 / SEC#: 801-62013

RIA
Registered Investment Advisory firm - (4/28/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/3/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/24/2023
Uniform Investment Adviser Law Examination

Current Firm

NS
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.

CRD#: 117681 / SEC#: 801-62013

RIA
Registered Investment Advisory firm - (4/28/2003 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
20 N. Wacker Drive Suite 1416, Chicago, IL 60606-2902
Mailing Address
Phone number
(312) 580-0900
Established
Firm type
Fiscal year end
# of Employees
29

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NSIMC FORM ADV PART 2A (2025 MARCH) WRAP (3/24/2025)
BROCHURE SUPPLEMENT - MATTHEW SCHWERIN (2025 MARCH) (3/24/2025)
BROCHURE SUPPLEMENT - KUBY (2025 MARCH) (3/24/2025)
BROCHURE SUPPLEMENT - EGAN (2025 MARCH) (3/24/2025)
BROCHURE SUPPLEMENT - GOTTLIEB (2025 MARCH) (3/24/2025)
BROCHURE SUPPLEMENT - COHEN (2025 MARCH) (3/24/2025)
BROCHURE SUPPLEMENT - CAHAN (2025 MARCH) (3/24/2025)
NSIMC FORM ADV PART 2A (2025 MARCH) NON-WRAP (3/24/2025)
BROCHURE SUPPLEMENT - MAZURSKY (2025 MARCH) (3/24/2025)
NSIMC - FORM ADV PART 2B (2025 MARCH) PAPENHAGEN (3/24/2025)
NSIMC - FORM ADV PART 2B (2025 MARCH) PETRULEAS (3/24/2025)
NSIMC - FORM ADV PART 2B (2025 MARCH) COLIN SCHWERIN (3/24/2025)
BROCHURE SUPPLEMENT - DIAMOND (2025 MARCH) (3/24/2025)

Regulatory assets under management

Total Number of Accounts2,532
AUM (Assets Under Management)$ 2,280,660,353

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/21/2024
Cover Page
Report
08/28/2023
Cover Page
Report
09/27/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

CRD#: 117681Chicago, IL 60606-2902

TRUST BUT VERIFY

Monitor Dana Cahan

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.