Laurel L. Farrell

PORTFOLIO LOGIX

Missoula, MT 59802

Some features on this profile are disabled

CRD#: 7650521

Professional summary

Laurel Leigh Farrell is a registered financial advisor currently at PORTFOLIO LOGIX, LLC located in Missoula, Montana.

Laurel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Laurel has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Hellgate Elk's Club, Missoula chapter. Ms. Farrell's annual membership dues are waived in exchange for performing the duties of Treasurer.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurel Leigh Farrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2022 - Present

PORTFOLIO LOGIX, LLC

Office #1: 415 N. Higgins Ave, Missoula, MT 59802

RIA

CRD#: 305082

Missoula, MT

Past

May 13, 1993 - April 23, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(11/20/2024)

IAR

Montana
(10/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/12/1993

General Securities Representative Examination

Current Firm

PORTFOLIO LOGIX, LLC

CRD#: 305082 / SEC#:

Idaho

Registered Investment Advisory firm - (10/31/2019 Approved)

Montana

Registered Investment Advisory firm - (10/28/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

415 N. Higgins Ave, Missoula, MT 59802

Mailing Address

Phone number

(406) 552-4507

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	265
AUM (Assets Under Management)	$ 33,697,071

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lawrence Jones

FRANKLIN DISTRIBUTORS, LLC

SAN MATEO, CA

David Hollenberg

RBC CAPITAL MARKETS, LLC

IAR

ROCKAWAY TOWNSHIP, NJ

Gary Williams

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Laurel L. Farrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurel Leigh Farrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTFOLIO LOGIX, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2022

Series 63

Date: 7/8/1993

Series 7

Date: 5/12/1993

Current Firm

PORTFOLIO LOGIX, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PORTFOLIO LOGIX, LLC

TRUST BUT VERIFY

Similar Advisors