TN
Todd Newcomer
HORNOR, TOWNSEND & KENT
Allentown, PA 18104
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CRD#: 7649308
TN
Professional summary
Todd Newcomer is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Allentown, Pennsylvania.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Todd has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS: 1550 POND ROAD, SUITE 140 ALLENTOWN, PA 18104 | START DATE: 11/17/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 2) GBB & COMPANY | INVESTMENT RELATED: YES | DBA NAME: | POSITION HELD: PARTNER | ADDRESS: 1150 GLENLIVET DRIVE, SUITE C36 ALLENTOWN, PA 18106 | START DATE: 11/17/2022 | NATURE OF ACTIVITY: CPA/ACCOUNTING SERVICES | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: TAX PREPERATION AND AUDITING. 3) GBBRE (REAL ESTATE) | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER /PARTNER | ADDRESS: 1150 GLENLIVET DRIVE, SUITE C36 ALLENTOWN, PA 18106 | START DATE: 11/17/2022 | NATURE OF ACTIVITY: REAL ESTATE SALES | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: MANAGEMENT AND ADMINISTRATIVE DUTIES. 4) LEHIGH VALLEY OFFICE PLAZA CONDO ASSOCIATION | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER/DIRECTOR | ADDRESS: 1150 GLENLIVET DRIVE, SUITE C36 ALLENTOWN, PA 18106 | START DATE: 11/17/2022 | NATURE OF ACTIVITY: COMMUNITY SERVICE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTEND MEETINGS, APPROVE EXPENSES, HIRE CONTRACTORS. 5) LEHIGH VALLEY OFFICE PLAZA | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OWNERSHIP 6% | ADDRESS: 1150 GLENLIVET DRIVE, SUITE C36 ALLENTOWN, PA 18106 | START DATE: 11/17/2022 | NATURE OF ACTIVITY: HOA ASSOCIATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTEND MEETINGS, APPROVE EXPENSES, HIRE CONTRACTORS. 6)BOARD MEMBER LITTLE FREE LIBRARY | POSITION: DIRECTOR | NATURE: BOARD MEMBER FOR NONPROFIT ORGANIZATION | INVESTMENT RELATED: NO | NUMBER OF HOURS: 4 | SECURITIES TRADING HOURS: 2 | START DATE: 01/01/2024 | ADDRESS: 2327 WYCLIFF ST, SUITE 220, ST. PAUL MN 55114 | DESCRIPTION: RESPONSIBLE FOR STRATEGIC PLANNING OF ORGANIZATION, OVERSIGHT AND MONITORING OF MANAGEMENT.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Newcomer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Todd Newcomer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2023 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1550 Pond Road Suite 140, Allentown, PA 18104RIA
BD
CRD#: 4031
Allentown, PA
Current
December 16, 2022 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1550 Pond Road Suite 140, Allentown, PA 18104RIA
BD
CRD#: 4031
Allentown, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(1/10/2023)
IAR
Pennsylvania(3/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 12/16/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Allentown, PA 18104TRUST BUT VERIFY
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