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SV

Sebastiano Vassallo

TRANSCE3ND

Dallas, TX

·CRD# 7649079·4 years experience

Professional Summary

Sebastiano Vassallo is a registered financial advisor currently at TRANSCE3ND LLC located in Dallas, Texas and MADISON AVENUE SECURITIES, LLC located in Buda, Texas. Sebastiano is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Sebastiano has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

TRANSCE3ND LLC·CRD# 317745

RIA

17330 Preston Road Suite 200d, Dallas, TX 75252

October 3, 2023 - Present

MADISON AVENUE SECURITIES, LLC·CRD# 23224

RIA

BD

835 Main Street, Building #200, Buda, TX 78610

February 14, 2024 - Present

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Current Firm

TL

TRANSCE3ND LLC

ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | BREAKLINE WEALTH + TAX, LLC | ALEXANDER FINANCIAL MANAGEMENT, LLC

CRD#: 317745 / SEC#: 801-126674

RIA

Registered Investment Advisory firm - SEC (9/30/2022 Approved)

Texas

Registered Investment Advisory firm - Texas (10/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

835 Main Street Building 200, Buda, TX 78610

Phone Number

(512) 268-9220

# of Employees

60

SEC notice filing (28 States and Territories)

Registered to provide investment advisory services in 28 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/27/2026)

WRAP BROCHURE (2/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,619

AUM (Assets Under Management)

$418,926,290

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) NAME: TRANSCE3ND; ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610; INVESTMENT RELATED: YES; POSITION: INVESTMENT ADVISOR REPRESENTATIVE / CASE BUILDING ASSOCIATE; DUTIES: WORK WITH A TEAM TO HELP PUT TOGETHER PORTFOLIOS FOR ADVISORS; HOURS PER WEEK: 40 HOURS; START DATE: 10/2022; 2.) NAME: E3 WEALTH; ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610; INVESTMENT RELATED: YES; POSITION: CASE BUILDING ASSOCIATE; DUTIES: CREATE FINANCIAL PLANS AND ASSIST OPERATIONS AND ADVISORS; HOURS PER WEEK: 40 HOURS; START DATE: 10/2022; 3.) NAME: MAYHEM TRADING CO.; INVESTMENT RELATED: NO; ADDRESS: 8350 BLUFF SPRINGS DR. UNIT 1418, AUSTIN, TX 78744; NATURE OF THE BUSINESS: SELLING COLLECTIBLES; POSITION: OWNER; HOURS PER WEEK: 5 HOURS; START DATE: 10/27/2025

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TL

TRANSCE3ND LLC

ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | BREAKLINE WEALTH + TAX, LLC | ALEXANDER FINANCIAL MANAGEMENT, LLC

CRD#: 317745 / SEC#: 801-126674

RIA

Registered Investment Advisory firm - SEC (9/30/2022 Approved)

Texas

Registered Investment Advisory firm - Texas (10/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Texas
(10/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2023About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2022About the SIE exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Sebastiano Vassallo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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SV

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