James M. Einspar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Michael Einspar, who also goes by James M Einspar, Jim Einspar, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1973. James had worked at 14 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2010 - December 3, 2013
VARIABLE INVESTMENT ASSOCIATES, INC.
September 1, 2005 - November 5, 2009
PARKLAND SECURITIES, LLC
November 18, 1994 - September 2, 2005
WOODBURY FINANCIAL SERVICES, INC.
October 1, 1993 - August 11, 1994
MONY SECURITIES CORPORATION
April 26, 1993 - September 7, 1993
BMA FINANCIAL SERVICES, INC.
August 30, 1989 - April 30, 1993
VOYA FINANCIAL ADVISORS, INC.
June 20, 1989 - May 13, 1997
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
May 3, 1988 - November 2, 1988
SENTRY EQUITY SERVICES, INC.
July 19, 1984 - March 17, 1987
LINCOLN NATIONAL PENSION INSURANCE COMPANY
July 19, 1984 - February 16, 1988
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 19, 1984 - February 16, 1988
OSAIC FA, INC.
February 12, 1981 - August 15, 1984
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 12, 1981 - August 16, 1984
SIGNATOR INVESTORS, INC.
October 26, 1973 - March 24, 1981
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/13/1973
Registered Representative ExaminationCurrent Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
