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CY

Curnita Yates

DAYBRIGHT SECURITIES
LAKELAND, FL 33803
Some features on this profile are disabled
CRD#: 7647267
CY

Professional summary

Curnita Yates, who also goes by Curnita Broxton, Nita Broxton, Nita Yates, is a registered financial professional currently at DAYBRIGHT SECURITIES, LLC located in Lakeland, Florida.

Curnita is registered as a RR (Registered Representative) and started their career in finance in 2023. Curnita has worked at 2 firms and has passed the Series 63, SIE and Series 6TO exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Curnita Broxton | Nita Broxton | Nita Yates

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Curnita Yates's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 31, 2026 - Present

DAYBRIGHT SECURITIES, LLC

Office #1: 3003 S. Florida Ave. Suite 202, Lakeland, FL 33803
BD
CRD#: 293128
LAKELAND, FL
Past

November 27, 2023 - March 20, 2024

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/31/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 6/4/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/27/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6TO
Date: 9/9/2023
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DAYBRIGHT SECURITIES, LLC
DAYBRIGHT SECURITIES, LLC | MIDAMERICA SECURITIES, LLC

CRD#: 293128 / SEC#: , 8-70084

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
3003 S. Florida Ave. Suite 202, Lakeland, FL 33803
Mailing Address
P.o. Box 149, Lakeland, FL 33802
Phone number
(855) 279-9603
Established
Delaware since 11/06/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MIDAMERICA ADMINISTRATIVE & RETIREMENT SOLUTIONS, LLCSOLE MEMBER & MANAGER
HANCOCK BROWN, MELANIE JOYCCO7276213
HOPKINS, THOMAS JOHNFINOP/PFO/POO1835087
MUNOZ, COURTNEY ELIZABETHPRESIDENT/CEO4557980

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAYBRIGHT SECURITIES, LLC

CRD#: 293128Lakeland, FL 33803

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