Zachary N. Griswold

FAMILYWEALTH

Western Grove, AR

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CRD#: 7645786

Professional summary

Zachary Norman Griswold is a registered financial advisor currently at FAMILYWEALTH located in Western Grove, Arkansas.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Zachary has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Norman Griswold's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2024 - Present

FAMILYWEALTH

RIA

CRD#: 289193

Western Grove, AR

Past

September 4, 2024 - September 26, 2024

REDWOOD PRIVATE WEALTH

RIA

CRD#: 312942

Wester Grove, AR

Past

April 14, 2023 - August 2, 2024

OLD LANTERN INVESTMENTS, LLC

RIA

CRD#: 325555

WESTERN GROVE, AR

Past

November 17, 2022 - February 3, 2023

CREATIVEVEST INC

RIA

CRD#: 323784

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILYWEALTH

CRD#: 289193 / SEC#: 801-111050

RIA

Registered Investment Advisory firm - (8/28/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(9/30/2024)

IAR

Texas
(11/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2021

Uniform Investment Adviser Law Examination

Current Firm

FAMILYWEALTH

CRD#: 289193 / SEC#: 801-111050

RIA

Registered Investment Advisory firm - (8/28/2017 Approved)

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Contact information

Main Address

255 Primera Blvd Suite 160, Lake Mary, FL 32746

Mailing Address

Phone number

(866) 746-3743

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAMILYWEALTH ADVISERS, LLC ADV 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	619
AUM (Assets Under Management)	$ 346,344,277

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zachary N. Griswold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Norman Griswold's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILYWEALTH

REDWOOD PRIVATE WEALTH

OLD LANTERN INVESTMENTS, LLC

CREATIVEVEST INC

Primary Firm SEC Registration

FAMILYWEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2021

Current Firm

FAMILYWEALTH

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAMILYWEALTH

TRUST BUT VERIFY

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