BC
Benjamin G. Carter
TURTLE CREEK WEALTH ADVISORS
Dallas, TX 75201
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CRD#: 7640957
BC
Professional summary
Benjamin Garrett Carter, who also goes by Ben Carter, is a registered financial advisor currently at TURTLE CREEK WEALTH ADVISORS, LLC located in Dallas, Texas.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Benjamin has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Carter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Carter is a Member of the Board of Cleveland Mack Sales, Inc. d/b/a Performance Truck ("Performance Truck"), a Kenworth and Mack truck dealership group based on Cleveland, Texas that also provides full service repair and parts for Kenworth and Mack trucks. Mr. Carter has been a Member of the Board of Performance Truck since July 2018. Mr. Carter's position is not investment-related, and his basic duties include voting on issues brought before the Board. Mr. Carter devotes approximately two hours per month to Performance Truck and approximately 0.5 hours per week to Performance Truck during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Garrett Carter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2023 - Present
TURTLE CREEK WEALTH ADVISORS, LLC
Office #1: 2828 N. Harwood Street Suite 1250, Dallas, TX 75201RIA
CRD#: 322998
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TURTLE CREEK WEALTH ADVISORS, LLC
TURTLE CREEK | TURTLE CREEK, A MULTI-FAMILY OFFICE | TURTLE CREEK WEALTH ADVISORS, LLC
CRD#: 322998 / SEC#: 801-127123
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/6/2023)
Current Firm
TC
TURTLE CREEK WEALTH ADVISORS, LLC
TURTLE CREEK | TURTLE CREEK, A MULTI-FAMILY OFFICE | TURTLE CREEK WEALTH ADVISORS, LLC
CRD#: 322998 / SEC#: 801-127123
RIA
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Contact information
Main Address
2828 N. Harwood Street Suite 1250, Dallas, TX 75201
Mailing Address
Phone number
(214) 214-3110
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 838 |
| AUM (Assets Under Management) | $ 1,712,227,523 |
Red Flags
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Company Information
TURTLE CREEK WEALTH ADVISORS, LLC
CRD#: 322998Dallas, TX 75201TRUST BUT VERIFY
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