Devin Riley

COMPASS RETIREMENT GROUP LLC

St. Louis, MO 63141

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CRD#: 7640942

Professional summary

Devin Riley is a registered financial advisor currently at COMPASS RETIREMENT GROUP LLC located in St. Louis, Missouri.

Devin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Devin has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devin Riley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2024 - Present

COMPASS RETIREMENT GROUP LLC

Office #1: 10326 Old Olive Street Road, St. Louis, MO 63141

RIA

CRD#: 282420

St. Louis, MO

Past

March 1, 2023 - April 11, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

St Louis, MO

Past

February 7, 2023 - April 11, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

St Louis, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS RETIREMENT GROUP LLC

COMPASS RETIREMENT GROUP LLC | COMPASS RETIREMENT SOLUTIONS, LLC

CRD#: 282420 / SEC#: 801-124696

RIA

Registered Investment Advisory firm - (4/21/2022 Approved)

Georgia

Registered Investment Advisory firm - (5/24/2022 Terminated)

Illinois

Registered Investment Advisory firm - (5/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(4/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/28/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/7/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/5/2023

Securities Industry Essentials Examination

Current Firm

COMPASS RETIREMENT GROUP LLC

COMPASS RETIREMENT GROUP LLC | COMPASS RETIREMENT SOLUTIONS, LLC

CRD#: 282420 / SEC#: 801-124696

RIA

Registered Investment Advisory firm - (4/21/2022 Approved)

Georgia

Registered Investment Advisory firm - (5/24/2022 Terminated)

Illinois

Registered Investment Advisory firm - (5/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2022 Terminated)

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Contact information

Main Address

10326 Old Olive Street Road, St. Louis, MO 63141

Mailing Address

Phone number

(314) 373-1598

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/12/2025)

2A BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	2,603
AUM (Assets Under Management)	$ 93,497,237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Devin Riley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devin Riley's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS RETIREMENT GROUP LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

COMPASS RETIREMENT GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/28/2023

Series 7TO

Date: 2/7/2023

SIE

Date: 1/5/2023

Current Firm

COMPASS RETIREMENT GROUP LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS RETIREMENT GROUP LLC

TRUST BUT VERIFY

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