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Thomas E. Tracy
FORTH CAPITAL (USA)
Edinburgh, EH3 9QQ
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CRD#: 7640634
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Professional summary
Thomas Edward Tracy is a registered financial advisor currently at FORTH CAPITAL (USA), LLC .
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Thomas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CEO and Founder of Forth Capital Group since 2004. Nova House, 3-5 Ponton St, Edinburgh, EH3 9QQ. Forth Capital manages $300 million of client monies in over 83 countries around the world and is regulated and approved in Switzerland, UK, Ireland and 27 EU countries via passporting, Hong Kong and Australia. Practice areas include Wealth Management, Qualified Recognised Overseas Pension Schemes (QROPS), Pension Asset Transfer and Management, International Financial Planning, Tax Efficient Capital Investment, Portfolio Management, and Trusts. This is an investment-related activity and accounts for approximately 40 hours of time per week during securities trading hours. Owner of FC EDINBURGH Soccer Team since 2019. Meadowbank Stadium, London Rd, Edinburgh, EH7 6AE. Duties are strategy-related. This is a non-investment-related activity and accounts for approximately 20 hours of time per month outside of securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Edward Tracy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2023 - Present
FORTH CAPITAL (USA), LLC
Office #1: Nova House 3-5 Ponton St, Edinburgh, EH3 9QQRIA
CRD#: 322623
Edinburgh,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/1/2023)
Current Firm
FC
FORTH CAPITAL (USA), LLC
FORTH CAPITAL (USA) LLC | FORTH CAPITAL ADVISERS USA, LLC | FORTH CAPITAL ADVISERS USA | FORTH CAPITAL (USA), LLC
CRD#: 322623 / SEC#:
California
Registered Investment Advisory firm - (5/2/2023 Approved)Texas
Registered Investment Advisory firm - (1/23/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11111 Katy Freeway Suite 910, Houston, TX 77079
Mailing Address
Phone number
(346) 245-8824
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 9,546,884 |
Red Flags
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Company Information
FORTH CAPITAL (USA), LLC
CRD#: 322623Edinburgh, EH3 9QQTRUST BUT VERIFY
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