Michael E. O'farrell

STREAMSONG ADVISORS

Grand Rapids, MI 49512

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CRD#: 7639598

Professional summary

Michael E O'farrell, who also goes by Michael E Ofarrell, is a registered financial advisor currently at STREAMSONG ADVISORS, LLC located in Grand Rapids, Michigan.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Michael has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael E Ofarrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael E O'farrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2024 - Present

STREAMSONG ADVISORS, LLC

Office #1: 3200 Broadmoor Se, Grand Rapids, MI 49512

RIA

CRD#: 168250

Grand Rapids, MI

Past

April 12, 2023 - February 15, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOZEMAN, MT

Past

February 3, 2023 - February 15, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOZEMAN, MT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(4/30/2024)

IAR

Montana
(5/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/10/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/3/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/25/2022

Securities Industry Essentials Examination

Current Firm

STREAMSONG ADVISORS, LLC

STREAMSONG ADVISORS, LLC | TACTICAL ADVISOR 7, LLC

CRD#: 168250 / SEC#: 801-78274

RIA

Registered Investment Advisory firm - (6/28/2016 Terminated)

Georgia

Registered Investment Advisory firm - (6/29/2022 Approved)

Michigan

Registered Investment Advisory firm - (3/1/2016 Approved)

Montana

Registered Investment Advisory firm - (4/29/2024 Approved)

Ohio

Registered Investment Advisory firm - (2/2/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/31/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3200 Broadmoor Se, Grand Rapids, MI 49512

Mailing Address

Phone number

(616) 433-6006

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	444
AUM (Assets Under Management)	$ 91,187,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael E. O'farrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael E O'farrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

STREAMSONG ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 4/10/2023

Series 7TO

Date: 2/3/2023

SIE

Date: 10/25/2022

Current Firm

STREAMSONG ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STREAMSONG ADVISORS, LLC

TRUST BUT VERIFY

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