James R. Eidson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robert Eidson, who also goes by James R Eidson, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1969. James had worked at 19 firms and has passed the Series 63, SIE, Series 31, Series 15, Series 5, PC, Series 000, Series 1, Series 4, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2012 - October 4, 2017
M&A SECURITIES GROUP, INC.
May 11, 2010 - June 10, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
April 7, 2008 - January 22, 2009
WADDELL & REED
September 29, 2001 - April 2, 2008
AMERIPRISE ADVISOR SERVICES, INC.
June 28, 2001 - October 3, 2001
BIRCHTREE FINANCIAL SERVICES LLC
January 9, 2000 - January 16, 2001
INVEST FINANCIAL CORPORATION
April 30, 1996 - January 19, 1999
COMMERCE BROKERAGE SERVICES, INC.
September 7, 1995 - January 29, 1996
BOATMEN'S INVESTMENT SERVICES OF ARKANSAS, INC.
March 5, 1993 - January 30, 1996
BOATMEN'S INVESTMENT SERVICES, INC.
November 4, 1992 - February 23, 1993
CONSOLIDATED FINANCIAL INVESTMENTS, INC.
March 8, 1989 - November 6, 1990
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
July 2, 1987 - October 8, 1988
THOMSON MCKINNON SECURITIES INC.
December 5, 1985 - June 10, 1987
MONARCH FINANCIAL SERVICES, INC.
March 5, 1981 - September 20, 1985
UBS FINANCIAL SERVICES INC.
March 18, 1975 - March 10, 1981
METLIFE INVESTORS DISTRIBUTION COMPANY
November 6, 1974 - April 26, 1975
FIRST NATION SECURITIES CORPORATION
May 10, 1974 - September 12, 1974
B.C. CHRISTOPHER SECURITIES CO.
July 2, 1973 - May 16, 1974
DUPONT WALSTON, INCORPORATED
December 10, 1969 - July 2, 1973
DUPONT GLORE FORGAN INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/22/1984
Foreign Currency Options ExaminationSeries 5
Date: 10/6/1981
Interest Rate Options ExaminationPC
Date: 4/28/1981
AMEX Put and Call ExamSeries 000
Date: 7/11/1969
General Securities Principal ExaminationSeries 1
Date: 7/11/1969
Registered Representative ExaminationSeries 40
Date: 9/26/1973
Registered Principal ExaminationSeries 12
Date: 9/21/1973
NYSE Branch Manager ExaminationCurrent Firm
M&A SECURITIES GROUP, INC.
CRD#: 39999 / SEC#: , 8-48926
Contact information
FINRA licenses (48 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
