Anna P. Finklestein

OBRAN CAPITAL ADVISORS

BOSTON, MA

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CRD#: 7638822

Professional summary

Anna Penn Finklestein is a registered financial advisor currently at OBRAN CAPITAL ADVISORS LLC located in Boston, Massachusetts.

Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Anna has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Penn Finklestein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2024 - Present

OBRAN CAPITAL ADVISORS LLC

RIA

CRD#: 325454

BOSTON, MA

Past

May 15, 2023 - January 6, 2025

REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC

RIA

CRD#: 137342

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/16/2024)

IAR

Colorado
(6/18/2026)

IAR

Massachusetts
(12/9/2024)

IAR

North Carolina
(6/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/4/2023

Uniform Investment Adviser Law Examination

Current Firm

OBRAN CAPITAL ADVISORS LLC

OBRAN CAPITAL ADVISORS LLC | OBRAN CAPITAL ADVISORS, LLC

CRD#: 325454 / SEC#:

California

Registered Investment Advisory firm - (2/20/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (8/29/2023 Approved)

Texas

Registered Investment Advisory firm - (9/17/2025 Approved)

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Contact information

Main Address

Boston, MA

Mailing Address

Phone number

(617) 356-7410

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 30,723,827

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anna P. Finklestein

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Penn Finklestein's CRS (Customer Relationship Summary).

Certified licenses

Experience

OBRAN CAPITAL ADVISORS LLC

REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/4/2023

Current Firm

OBRAN CAPITAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OBRAN CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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